Share these talks and lectures with your colleagues
Invite colleaguesWe noted you are experiencing viewing problems
-
Check with your IT department that JWPlatform, JWPlayer and Amazon AWS & CloudFront are not being blocked by your network. The relevant domains are *.jwplatform.com, *.jwpsrv.com, *.jwpcdn.com, jwpltx.com, jwpsrv.a.ssl.fastly.net, *.amazonaws.com and *.cloudfront.net. The relevant ports are 80 and 443.
-
Check the following talk links to see which ones work correctly:
Auto Mode
HTTP Progressive Download Send us your results from the above test links at access@hstalks.com and we will contact you with further advice on troubleshooting your viewing problems. -
No luck yet? More tips for troubleshooting viewing issues
-
Contact HST Support access@hstalks.com
-
Please review our troubleshooting guide for tips and advice on resolving your viewing problems.
-
For additional help, please don't hesitate to contact HST support access@hstalks.com
We hope you have enjoyed this limited-length demo
Topics Covered
- Compliance
- Organizational structure
- Risk
- Corporate hierarchy
- Regulation
- Incentivization
- Implementation
Biography
Amy is the National Leader of KPMG’s Regulatory Risk Practice that advises companies on enterprise-wide compliance, safety and soundness, broker/dealer, asset management, consumer compliance and other regulatory risk management issues. Amy is the recipient of the 2014 Women Leaders in Consulting Award for client service. In addition to being the Regulatory Risk national partner, she leads the firm’s multi-industry compliance transformation solution. She drives the firm’s enterprise-wide compliance, program assessment and transformation services for the financial services industry, including regulatory change, risk and control build and testing, risk governance, monitoring and reporting and third party management oversight and controls. Amy directs a team focused on regulatory and compliance assistance and preparedness.
Amy is a frequent national and Board presenter and is both published and quoted on regulatory topics, enterprise-wide compliance programs, and fair banking and conduct risk practices. Amy has substantial experience leading and coordinating regulatory advisory engagements across an array of financial service providers. She leads multi-faceted services in such areas as supervisory and enforcement actions, examinations and investigations. Amy has substantial experience leading and coordinating regulatory advisory engagements across an array of financial service providers, including bank and non-bank. She provides subject matter knowledge and guidance to leading financial institutions on compliance programs and risks.
Links
Series:
Categories:
Talk Citation
Matsuo, A.S. (2022, June 6). The chief compliance officer: implementing and incentivizing compliance [Audio file]. In The Business & Management Collection, Henry Stewart Talks. Retrieved November 5, 2024, from https://doi.org/10.69645/LHFK6270.Export Citation (RIS)