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1. Introduction
2. Main points
3. What is risk-based supervision?
4. Changing structure of financial markets (1)
5. Changing structure of global financial firms (1)
6. Changing structure of global financial firms (2)
7. Structure of a hypothetical global financial firm
8. Global firms' compliance and risk strategies
9. Changing structure of financial markets (2)
10. Changing structure of financial markets (3)
11. Risk taking in the US - 2008
12. The role of regulation in Europe
13. FSA risk based supervision
14. Arrow assessment model
15. Global financial services firms
16. Example - assessing a firm's risk function
17. Assessing a firm's risk function - small firms
18. Assessing a firm's risk function - large firms
19. Common aspects for the supervisor
20. FSA regulatory practices
21. Principles-based regulation
22. The credit crisis
23. What went wrong
24. Weaknesses that were revealed
25. Financial innovation - regulatory risks
26. FSA/US capital adequacy regulation (CAR)
27. UK prudential regulation - general critique
28. Weaknesses in UK risk-based approach
29. A systemic approach to regulation
30. Macro-prudential regulation
31. The demise of principles-based regulation?
32. Future challenges for risk-based supervision
33. Concluding remarks
34. Further reading

Topics Covered

• Changing structure of financial markets
• Changing structure of global financial firms
• Changing structure of financial markets and systematic risk
• The role of regulation in Europe
• Financial Services Authority risk based supervision
• Principles based regulation
• The credit crisis
• FSA/US Capital Adequacy Regulation
• UK prudential regulation: general critique
• Macro-prudential regulation
• Future challenges to risk based supervision/regulation

Links

Series:

• Effective Risk Based Supervision of Financial Institutions

Categories:

• Finance, Accounting & Economics

Talk Citation

Publication History

• Published on October 8, 2009