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Printable Handouts
Navigable Slide Index
- Introduction
- Main points
- What is risk-based supervision?
- Changing structure of financial markets (1)
- Changing structure of global financial firms (1)
- Changing structure of global financial firms (2)
- Structure of a hypothetical global financial firm
- Global firms' compliance and risk strategies
- Changing structure of financial markets (2)
- Changing structure of financial markets (3)
- Risk taking in the US - 2008
- The role of regulation in Europe
- FSA risk based supervision
- Arrow assessment model
- Global financial services firms
- Example - assessing a firm's risk function
- Assessing a firm's risk function - small firms
- Assessing a firm's risk function - large firms
- Common aspects for the supervisor
- FSA regulatory practices
- Principles-based regulation
- The credit crisis
- What went wrong
- Weaknesses that were revealed
- Financial innovation - regulatory risks
- FSA/US capital adequacy regulation (CAR)
- UK prudential regulation - general critique
- Weaknesses in UK risk-based approach
- A systemic approach to regulation
- Macro-prudential regulation
- The demise of principles-based regulation?
- Future challenges for risk-based supervision
- Concluding remarks
- Further reading
Topics Covered
- Changing structure of financial markets
- Changing structure of global financial firms
- Changing structure of financial markets and systematic risk
- The role of regulation in Europe
- Financial Services Authority risk based supervision
- Principles based regulation
- The credit crisis
- FSA/US Capital Adequacy Regulation
- UK prudential regulation: general critique
- Macro-prudential regulation
- Future challenges to risk based supervision/regulation
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Talk Citation
Alexander, K. (2009, October 8). Lessons from the recent market turmoil for effective risk based supervision [Video file]. In The Business & Management Collection, Henry Stewart Talks. Retrieved November 13, 2024, from https://doi.org/10.69645/EMQI8787.Export Citation (RIS)
Publication History
Lessons from the recent market turmoil for effective risk based supervision
Published on October 8, 2009
67 min
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