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The securities financing transaction regulation: Practical implications for the securities lending industry
Journal of Securities Operations & Custody,
10
(3),
227-234
(2018)
Abstract
Securities financing transaction regulation (SFTR) is a huge data gathering exercise for those participating in securities lending. Who is required to report and when? Who will actually be responsible for reconciliation and reporting? What are the areas that concern participants? What will regulators do with the data they receive? This paper will address these issues and discuss what buy-side participants should be thinking about in terms of preparation for SFTR.
Keywords: SFTR; securities lending; repo; ALD; UTI; delegated reporting; reconciliation; trade repositories; regulators
The full article is available to subscribers to the journal.
Author's Biography
Ed Oliver is managing director, product development, at eSecLending (Europe) Ltd. He is responsible for leading the company’s product development efforts focused on new markets and collateral and liquidity solutions. Ed joined eSecLending in 2010. Prior to joining eSecLending, Ed was the global head of consulting at Data Explorers (since acquired by IHS Markit), specialising in providing securities financing advice. Ed also held positions at Northern Trust, Baring Asset Management and Lloyds Bank.
