Preventing market abuse: Can market surveillance really improve amid fragmentation and low-cost competition?

Von Haartman, Annika

Practice paper

Preventing market abuse: Can market surveillance really improve amid fragmentation and low-cost competition?

Annika Von Haartman

Journal of Securities Operations & Custody, 4 (3), 229-236 (2012)

https://doi.org/10.69554/RQBD5362

Abstract

Stock exchanges perform a vital function in society by enabling the listing and trading of securities. At the same time they have an obligation to maintain high-quality market surveillance in order to maintain public confidence in the securities market. The main challenges facing market surveillance today are increased fragmentation and abusive trading practices.

Keywords: market abuse; market fragmentation; market surveillance and low-cost competition; market transparency

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Citation

Von Haartman, Annika (2012, January 1). Preventing market abuse: Can market surveillance really improve amid fragmentation and low-cost competition?. In the Journal of Securities Operations & Custody, Volume 4, Issue 3. https://doi.org/10.69554/RQBD5362.