MiFID II and regulatory transaction reporting

Farhadi, Nirvana

Practice paper

MiFID II and regulatory transaction reporting

Nirvana Farhadi

Journal of Securities Operations & Custody, 8 (3), 272-277 (2016)

https://doi.org/10.69554/SURA3142

Abstract

This paper reviews the impending regulatory reporting burden, which increases
substantially in scope under MiFID II, by looking at how financial
institutions will be affected. The paper urges firms to embrace a proactive,
comprehensive and integrated response in order to navigate this new un-known
world of Regulatory Reporting, under MiFID II.

Keywords: MiFID; MiFIR; MiFID II; EMIR; REMIT; SFTR; Transaction Reporting; Regulatory Reporting; Dodd Frank; AIFMD; Regulation; Compliance; Operational Impact; ARM; Brexit

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Citation

Farhadi, Nirvana (2016, August 1). MiFID II and regulatory transaction reporting. In the Journal of Securities Operations & Custody, Volume 8, Issue 3. https://doi.org/10.69554/SURA3142.