UCITS IV nuts and bolts: What to expect under the new regulatory regime

Owens, Ken; Senior, Suzanne

Practice paper

UCITS IV nuts and bolts: What to expect under the new regulatory regime

Ken Owens and Suzanne Senior

Journal of Securities Operations & Custody, 4 (2), 157-171 (2011)

https://doi.org/10.69554/XBYM2593

Abstract

This paper focuses on the upcoming changes to Undertakings for Collective Investment in Transferable Securities (UCITS) Directive. It covers in detail each of the key modifications introduced by UCITS IV. These include: the Key Investor Information Document, the full Management Company Passport, the new notification procedure, the Master–Feeder structure and Fund Mergers. The approach of this paper is to take each of the key modifications and cover in detail the impact it will have on asset managers.

Keywords: UCITS IV; key investor Information Document (KIID); master-feeder structure; mergers management company; notification procedure

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Citation

Owens, Ken and Senior, Suzanne (2011, August 1). UCITS IV nuts and bolts: What to expect under the new regulatory regime. In the Journal of Securities Operations & Custody, Volume 4, Issue 2. https://doi.org/10.69554/XBYM2593.