Share these talks and lectures with your colleagues
Invite colleaguesPractice paper
Why is managing conduct risk critical for a firm’s board?
Journal of Risk Management in Financial Institutions,
11
(1),
10-18
(2018)
Abstract
This paper explores the concept of conduct in relation to financial services, focusing on specific risks resulting from misconduct.
Keywords: conduct risk; the board; misconduct; financial services; operational risk; risk governance
The full article is available to subscribers to the journal.
Author's Biography
Rajat Baijal is the Head of Enterprise Risk for Cantor Fitzgerald. He is responsible for designing and embedding a robust operational risk framework across the banking/brokerage institution. This includes articulating and implementing a robust risk & control self-assessment (RCSA), risk event management and Internal Capital Adequacy Assessment Process (ICAAP) process. Rajat has an MBA in finance and has previously worked for Lloyds Banking Group and Aviva specialising in global implementation of their operational risk framework.
Citation
Baijal, Rajat (2018, February 1). Why is managing conduct risk critical for a firm’s board?. In the Journal of Risk Management in Financial Institutions, Volume 11, Issue 1. https://doi.org/10.69554/NGRL1736.
© Henry Stewart
Publications LLP
Publications LLP